NEXT Financial Group, Inc. - Houston, TX
NEXT associated persons and employees to ensure compliance with relevant securities regulations. Plans pre... Assist in answering compliance related inquiries from......
From JobHost - February 21, 2012
NEXT Financial Group, Inc. - Houston, TX
Office to assure compliance with relevant State and... information and itineraries to support contractor compliance audits.
Candidate Requirements
• High school......
From JobHost - February 21, 2012
Veritat Advisors - Houston, TX
A national firm, Veritat Advisors, to build a financial planning practice, choosing your own schedule and... with clean compliance record
- Entrepreneurial......
From JobHost - January 16, 2012
Aventine Hill Partners, Inc. - Houston, TX
Combination a plus)
SEC Reporting
Internal Controls Compliance
Consolidations and Financial Reporting
Financial Systems Implementation (Project Management......
From JobHost - February 17, 2012
NEXT Financial Group, Inc. - Houston, TX
To ensure compliance with relevant securities regulations. Plans, manages and directs the operation and development of surveillance within the Compliance......
From JobHost - February 21, 2012
NEXT Financial Group, Inc. - Houston, TX
OSJs, Regional Managers, and employees to ensure compliance with relevant securities regulations. Reviews... Industry
3. 1+ years Compliance experience preferred....
From JobHost - February 21, 2012
SunGard - Houston, TX
Operational and financial decisions. Energy and... to achieve regulatory compliance.
SunGard’s energy solutions help financial services institutions, banks......
From SunGard - February 9, 2012
Deloitte - ,
Financial reporting, risk management, and compliance... auditing, financial reporting and other internal controls, and regulatory compliance. Business risk......
From Deloitte - February 16, 2012
NEXT Financial Group - Houston, TX
And development of the compliance function. Scope... compliance with contract terms and services;
5)Communicate with the sales force relating to compliance......
From JobHost - February 21, 2012
Kforce, Inc. - Houston, TX
Build business aligned role-based security in compliance with best practices for the SAP Systems
* Perform... Define controls for financial reporting, legal, HR......
From TheLadders.com - February 20, 2012
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