Kansas City, MO Financial Compliance Jobs
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UMB - Kansas City, MO
Parent company, UMB Financial Corporation, located in... compliance across registered representatives through electronic review of email, quarterly compliance... ...
From UMB - May 14, 2012
Veritat Advisors - ,
Job description Veritat - Financial Advisor About Veritat... unbiased financial advice. The Financial Advisor will provide comprehensive, personalized financial... ...
From Veritat Advisors - March 2, 2012
Deloitte - Kansas City, MO
Financial reporting, risk management, and compliance... include: • Audits of Financial Statements, including reviews of quarterly financial information • Audits... ...
From Deloitte - May 16, 2012
Sovereign Bank - ,
Of FINRA compliance, FDIC compliance, the Bank's... principles and compliance standards. Notes Performs job requirement/responsibilities in compliance with... ...
From Sovereign Bank - March 15, 2012
Aspen Search Group, LLC - Overland Park, KS
All financial transactions Complete all monthly, quarterly, and annual reporting requirements Understand and maintain segregation of duties Ensure compliance... ...
From JobHost - May 14, 2012
UMB - Kansas City, MO
Experience within the financial services or asset... eVestment, and Zephyr -Experience with FINRA compliance Principals only. No 3rd parties or agencies... ...
From UMB - May 16, 2012
JHS Capital Advisors, LLC - Leawood, KS
Financial Advisor(s). • Keep assigned Financial... and alert respective Financial Advisors, Managing Director, and Chief Compliance Officer as necessary... ...
From JobHost - April 24, 2012
Apex Systems Inc - Kansas City, MO
Development � Legal, Compliance, Audit - For subject... impacting customer service levels and/or the financial/functional objectives of the project. The risk... ...
From Apex Systems Inc - April 26, 2012
American Hearing Aid Associates (AHAA) - Kansas City, MO
Development sessions on a regular basis Utilize financial statements for areas of growth and profit gain... utilization and compliance with AHAA’s proprietary... ...
From TheLadders.com - May 17, 2012
Kansas City Zoo - Kansas City, MO
Responsible for all financial, accounting, planning... operations of the Kansas City Zoo. The Role… Financial Planning & Strategy - Provides executive level... ...
From TheLadders.com - May 21, 2012
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